-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Me0LhsCDNhA70aBZW+Osy++2lBGpJgn+eLxRd5nAOEiUZEzJkljTvjMUM6bTc+Xo ql7w351UBEgAZnlCz06DMg== /in/edgar/work/20000918/0000919574-00-000772/0000919574-00-000772.txt : 20000923 0000919574-00-000772.hdr.sgml : 20000923 ACCESSION NUMBER: 0000919574-00-000772 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000918 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEYERSON M H & CO INC /NJ/ CENTRAL INDEX KEY: 0000913781 STANDARD INDUSTRIAL CLASSIFICATION: [6211 ] IRS NUMBER: 131924455 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47309 FILM NUMBER: 724363 BUSINESS ADDRESS: STREET 1: NEWPORT TOWER 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014599500 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONIC TRADING GROUP LLC CENTRAL INDEX KEY: 0001113056 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 SC 13D/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) M.H. Meyerson & Co., Inc. - ----------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - ----------------------------------------------------------- (Title of Class of Securities) 55301Q - ----------------------------------------------------------- (CUSIP Number) Gregg Giaquinto 111 Broadway, 3rd Floor New York, New York 10006 - ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) September 14, 2000 - ----------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 2 CUSIP No.: 55301Q 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Person Electronic Trading Group, L.L.C. - ID #133802811 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds WC - See Item 3 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization Illinois Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 3 11. Aggregate Amount Beneficially Owned by Each Reporting Person 551,200 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 8.4% - See Item 5 14. Type of Reporting Person B/D 4 CUSIP No.: 55301Q 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert Kanter - ID #051321390 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds N/A 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization U.S.A. Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 5 11. Aggregate Amount Beneficially Owned by Each Reporting Person 551,200 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 8.4% - See Item 5 14. Type of Reporting Person IN 6 Electronic Trading Group, L.C.C. hereby amends and supplements the Schedule 13D dated as of April 17, 2000 originally filed with the Securities and Exchange Commission (the "SEC") on April 27, 2000 as amended by (i) Amendment No. 1 dated as of April 24, 2000 filed with the SEC on April 28, 2000; (ii) Amendment No. 2 dated as of May 24, 2000 filed with the SEC on May 26, 2000; (iii) Amendment No. 3 dated as of July 27, 2000 filed with the SEC on August 1, 2000 and (iv) Amendment No. 4 dated as of September 5, 2000 filed with the SEC on September 12, 2000 (the "Schedule") as follows: Item 3. Source and Amount of Funds or Other Consideration Item 3 of the Schedule is hereby amended by inserting the following at the end of the first paragraph thereof: From September 12, 2000 to September 14, 2000, the Company purchased and sold shares of the Issuer's Common Stock resulting in an aggregate net purchase of 14,500 additional shares through open market transactions at average daily prices ranging from $4.9375 to $7.1250 per share, for a net purchase price of $49,312.09, all of which was paid in cash that was deducted from the Company's working capital. 27,000 shares were purchased through an account at Spear, Leeds & Kellogg ("SLK"), a broker-dealer, pursuant to arrangements under which SLK may be deemed to have extended credit in connection with such purchases. Item 3 of the Schedule is hereby further amended by inserting the following at the end thereof: From September 6, 2000 to September 13, 2000, an affiliate of the Company purchased and sold shares of the Issuer's Common Stock resulting in an aggregate net sale of 81,300 shares through open market transactions at average daily prices ranging from $5.2813 to $6.3125 per share, for a net sale price of $468,309.38. 24,100 shares were purchased through an account at SLK pursuant to arrangements under which SLK may be deemed to have extended credit in connection with such purchases. As of 7 September 13, 2000 the affiliate no longer held any shares of the Issuer. Item 4. Purpose of Transactions Item 4 of the Schedule is hereby deleted in its entirety and replaced with the following: The Company may buy or sell additional shares of the Issuer in the open market, depending on business and market conditions, share price, its continuing evaluations of the business and prospects of the Issuer and other factors. Although it has no current plans to do so, as was the case before the sales of shares of the Issuer reported herein, the Company may in the future: 1. engage in an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; or 2. acquire a sufficient number of additional shares to exercise control of the Issuer. The Company has no present plans to engage in any of the other actions listed in Item 4 of the instructions to Schedule 13D. Item 5. Interest in Securities of the Issuer Item 5(a) of the Schedule is hereby deleted in its entirety and replaced with the following: The Company beneficially owns, in the aggregate, 551,200 shares of the Issuer's Common stock which constitutes 8.4% of the Issuer's outstanding Common Stock as of September 5, 2000. Item 5(b) of the Schedule is hereby deleted in its entirety and replaced with the following: Of the 551,200 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the 8 power to dispose or direct the disposition of all the shares. Item 5(c) of the Schedule is deleted in its entirety and replaced with the following: As shown in Addendum 1 hereto, from September 12, 2000 to September 14, 2000, the Company made a net purchase of 14,500 additional shares of the Issuer's Common Stock in open market transactions. As shown on Addendum 2 hereto, from September 6, 2000 to September 13, 2000, an affiliate of the Company purchased and sold shares of the Issuer's Common Stock resulting in an aggregate net sale of 81,300 shares. Item 7. Material to be Filed as Exhibits Item 7.1 of the Schedule is hereby amended by deleting "September 5, 2000" in the third line and inserting "September 14, 2000" in lieu thereof. Item 7.2 of the Schedule is hereby amended by deleting "September 5, 2000" in the third line and inserting "September 14, 2000" in lieu thereof. 9 Addendum 1 to the Schedule is hereby amended by inserting the following at the end thereof: Shares Shares Average Price Per Share Date Purchased (Sold) Position (Excluding commission) 9/12/00 5,000 541,700 4.9375 9/12/00 2,800 544,500 4.9688 9/13/00 3,000 547,500 5.4375 9/13/00 5,000 552,500 5.5000 9/13/00 8,700 561,200 5.5625 9/13/00 8,000 569,200 5.6250 9/13/00 1,000 570,200 5.0652 9/13/00 2,000 572,200 5.7188 9/14/00 (1,500) 570,700 6.0000 9/14/00 (300) 570,400 6.1250 9/14/00 (1,000) 569,400 6.1875 9/14/00 (1,000) 568,400 6.2500 9/14/00 (100) 568,300 6.2813 9/14/00 (1,000) 567,300 6.3125 9/14/00 (4,000) 563,300 6.3750 9/14/00 (5,000) 558,300 6.4375 9/14/00 (6,000) 552,300 6.5000 9/14/00 (2,600) 549,700 6.5625 9/14/00 (1,000) 548,700 6.6250 9/14/00 (1,000) 547,700 6.6875 9/14/00 (2,000) 545,700 6.7500 9/14/00 (1,000) 544,700 6.8750 9/14/00 (1,000) 543,700 6.9375 9/14/00 (3,000) 540,700 7.0000 9/14/00 (1,000) 539,700 7.0625 9/14/00 (900) 538,800 7.1250 9/14/00 (1,000) 537,800 6.5625 9/14/00 (1,000) 536,800 6.5625 9/14/00 (1,000) 535,800 6.5625 9/14/00 (1,000) 534,800 6.6250 9/14/00 (1,000) 533,800 6.6250 9/14/00 (1,000) 532,800 6.6250 9/14/00 (600) 532,200 6.6875 9/14/00 300 532,500 5.9375 9/14/00 900 533,400 6.1250 9/14/00 4,000 537,400 6.1875 9/14/00 3,000 540,400 6.2500 9/14/00 4,000 544,400 6.3125 9/14/00 (200) 544,200 6.3750 9/14/00 3,000 547,200 6.3750 9/14/00 4,000 551,200 6.4375 ___________________________________________________________________ 10 Subtotal from 9/12/00 to 54,700 9/14/00 Aggregate 8/18/00 Position 536,700 Total as of 699,800 (148,600) 551,200 4.4483 9/14/00 11 Addendum 2 to the Schedule is hereby amended by inserting the following at the end thereof: Shares Shares Average Price Per Share Date Purchased (Sold) Position (Excluding commission) 9/6/00 1,000 82,300 5.2813 9/6/00 2,500 84,800 5.3125 9/6/00 2,500 87,300 5.3438 9/6/00 2,500 89,800 5.3750 9/6/00 400 90,200 5.4375 9/6/00 2,500 92,700 5.5000 9/6/00 (1,500) 91,200 5.5000 9/6/00 (2,500) 88,700 5.5625 9/6/00 (300) 88,400 5.6250 9/7/00 400 88,800 5.3750 9/7/00 2,500 91,300 5.4375 9/7/00 200 91,500 5.5000 9/7/00 500 92,000 5.5000 9/7/00 (4,400) 87,600 5.4375 9/7/00 (100) 87,500 5.6875 9/7/00 (200) 87,300 6.0000 9/8/00 2,500 89,800 5.3125 9/8/00 100 89,900 5.3750 9/8/00 100 90,000 5.3750 9/8/00 (1,000) 89,000 5.5000 9/8/00 (2,500) 86,500 5.5625 9/8/00 (2,500) 84,000 5.6250 9/8/00 (100) 83,900 5.6250 9/8/00 (600) 83,300 5.6875 9/11/00 3,900 87,200 5.3750 9/11/00 2,500 89,700 5.5000 9/11/00 (300) 89,400 5.5000 9/11/00 (200) 89,200 5.6094 9/11/00 (1,500) 87,700 5.6250 9/11/00 (2,000) 85,700 5.6875 9/11/00 (600) 85,100 5.7500 9/11/00 (1,700) 83,400 5.7500 9/11/00 (1,000) 82,400 5.7500 9/11/00 (200) 82,200 5.8125 9/11/00 (2,000) 80,200 5.8125 9/11/00 (2,500) 77,700 5.8750 9/12/00 (100) 77,600 5.1250 9/12/00 (100) 77,500 5.1563 9/12/00 (800) 76,700 5.2500 9/12/00 (100) 76,600 5.5000 9/13/00 (1,000) 75,600 5.2500 9/13/00 (1,000) 74,600 5.2500 9/13/00 (1,000) 73,600 5.3125 12 9/13/00 (1,000) 72,600 5.3125 9/13/00 (1,000) 71,600 5.3750 9/13/00 (1,000) 70,600 5.3750 9/13/00 (1,000) 69,600 5.3750 9/13/00 (1,000) 68,600 5.4375 9/13/00 (1,000) 67,600 5.4375 9/13/00 (1,000) 66,600 5.5000 9/13/00 (1,000) 65,600 5.5625 9/13/00 (1,000) 64,600 5.5625 9/13/00 (1,000) 63,600 5.5625 9/13/00 (5,000) 58,600 5.5625 9/13/00 (1,000) 57,600 5.5625 9/13/00 (1,000) 56,600 5.5625 9/13/00 (10,000) 46,600 5.5625 9/13/00 (10,000) 36,600 5.5625 9/13/00 (3,000) 33,600 5.5625 9/13/00 (1,600) 32,000 5.5625 9/13/00 (1,000) 31,000 5.6250 9/13/00 (1,000) 30,000 5.6250 9/13/00 (1,000) 29,000 5.6250 9/13/00 (1,000) 28,000 5.7500 9/13/00 (1,000) 27,000 5.7500 9/13/00 (5,000) 22,000 5.8125 9/13/00 (1,000) 21,000 5.8750 9/13/00 (1,000) 20,000 5.8750 9/13/00 (1,000) 19,000 5.9375 9/13/00 (1,000) 18,000 5.9375 9/13/00 (1,000) 17,000 5.9375 9/13/00 (1,000) 16,000 5.9375 9/13/00 (1,000) 15,000 5.9688 9/13/00 (1,000) 14,000 5.9688 9/13/00 (1,000) 13,000 5.9688 9/13/00 (1,000) 12,000 5.9688 9/13/00 (1,000) 11,000 6.0000 9/13/00 (1,000) 10,000 6.0000 9/13/00 (1,000) 9,000 6.0000 9/13/00 (1,000) 8,000 6.0000 9/13/00 (1,000) 7,000 6.0625 9/13/00 (1,000) 6,000 6.0625 9/13/00 (1,000) 5,000 6.1875 9/13/00 (1,000) 4,000 6.1875 9/13/00 (1,000) 3,000 6.2500 9/13/00 (1,000) 2,000 6.2500 9/13/00 (1,000) 1,000 6.2500 9/13/00 (1,000) 0 6.3125 ____________________________________________________________________ Subtotal from 9/6/00 to 24,100 13 9/14/00 Aggregate 9/5/00 Position 81,300 Total as of 135,700 (135,700) 0 5.3338 9/14/00 14 SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, the undersigneds hereby certify that the information set forth in this statement is true, complete and correct. ELECTRONIC TRADING GROUP, L.L.C. /s/ Robert Kanter ________________________ By: Robert Kanter Title: Member Manager Date: September 14, 2000 ROBERT KANTER /s/ Robert Kanter ______________________ Date: September 14, 2000 15 02764001.AA6 -----END PRIVACY-ENHANCED MESSAGE-----